Suppose Our Bullish Forecast Goes Awry?

Our very bullish projection for the Dow Industrials, currently trading near 13485, calls for a powerful, last-gasp rally to 14969 before the elections.  But what if the blue chip average were to simply fall from these levels without rallying to new highs?  At what point would we give up on our target? asks a reader who goes by the handle  “Mega-bear” in the Rick’s Picks forum.  Before answering his question, we should mention that the trading “touts” and forecasts that are hidden from public view are much more finely nuanced than those you see trumpeted here occasionally in the headlines. (Click here for a free trial subscription to see how subtle and useful this information can be.)  Moreover, and regardless of what the headlines would seem to imply, we are always prepared to turn on a dime, going from very bullish to sky-is-falling bearish if changes in the technical picture warrant it.  That said, let’s looks at the technicals to see where things stand right now.

14969 is the rally target of the of the ABCD pattern shown above. By our lights – i.e., Hidden Pivot Analysis – a surge to that number became an odds-on bet when, two weeks ago, the Dow bulldozed its way past 13502, a “midpoint pivot” mathematically related to the D target itself.  Notice in the chart that the first time buyers encountered the midpoint resistance, they showed no hesitation in pushing decisively past it. It is the ease with which they did so that boosted our confidence that the midpoint’s D “sibling” at 14969 would eventually be reached.

Importance of Minor Swings

Even so, there’s reason to be cautious, since a recent peak 13653 came very close to a secondary D target at 13639 that has the potential to be a major top.  Considering the foregoing, and ignoring the fact that the world appears headed into synchronous recession, we still think the Dow could rally to 14969 before the bear returns with a vengeance.  However, because we cannot be absolutely certain about this, we must monitor minor price swings in both directions very closely in order to detect even a slight change in bullish or bearish momentum that would precede an important trend change. Specifically, if minor abcd pullbacks routinely start exceeding their  ‘d’ targets, that can mean the larger, bullish trend is starting to fail. Remember: every bear market begins with a single downtick off a bull-market high.  By watching for this downtick at important ‘D’ rally targets, it is theoretically possible to nail important turns precisely even if there are higher targets outstanding.

Finally, we’ll note that it would take a 1451-point drop to negate the 14969 target.  Short of negating it, however, there are subtler signs we should look for that could warn of an impending plunge. Specifically, we’ll be looking on the hourly chart for any instance where a downtrending price bar or series of bars exceeds two prior lows without itself taking an upward abcd correction.  Accordingly, in the chart immediately above, the crucial low lies at 13317 (#2). If an uncorrected series of price bars should exceed it after having breached 13407 (#1) we would consider that a very bearish sign and reef the sails accordingly — even as we keep an open mind about a reversal and further progress toward 14969.

[For further details concerning the Hidden Pivot Method, click here for a free trial subscription that includes access to Rick’s Picks 24/7 chat room and the just-launched ‘Harry’s Place’.]

  • Tech-trac October 10, 2012, 2:20 pm

    Happy Anniversary!

  • gary leibowitz September 30, 2012, 6:41 pm

    All I have ever heard frm this crowd is how certain events will sure to doom the economy, yet 4 years later every single one was shot down. I do believe cumulatively there will be a day of reckoning but to invest your money based on a hunch is not the best way to succeed. You need to marry your supposition with data that shows it is working. Finally even if your supposition is being proved out you than have to determine if it will affect corporate earnings and how widespread that affect will be. An example is the EU crisis. Just how dependent are our corporations earnings going to be against a worsening EU region? My data suggests not very. China is a much bigger player and I would be focusing exclusively on them.

    Domestically my supposition from a while ago seems to be panning out. We are getting stronger on the very weakest fronts, housing and jobs. Both are not blazing ahead but the evidence is pretty clear that the declines are behind us. If that situation changes I will change my stance. Not tied in to any ideology.

    Election is pretty much a non-factor going forward. The tax/spending showdown is next.

  • martin schnell September 30, 2012, 3:07 am

    Looking at the last 2 quarter ends (March 31 and June 30) we saw declines starting either the first or second day of the new quarter. In both cases we got multi day declines (5 or 6 days straight).

    What it looks like is that positioning going into quarter end and window dressing use up a lot of the buying power. That is why Friday was interesting. Even quarter end could not generate a gain for the day.

    To me all this looks like, for now at least, a top, and … going out on a limb, the top for the year. No hidden pivots on this one, just gut (dangerous as that can be).

  • Mega-Bear September 29, 2012, 4:09 pm

    rick, I noticed something else yesterday, in you pivot-point 14969 dji projection, that I had not noticed before:
    a TIME factor (I didn’t know your pivot-system also included time projections).

    quoted from your article above:

    ra writes–“Our very bullish projection for the Dow Industrials, currently trading near 13485, calls for a powerful, last-gasp rally to 14969 BEFORE the elections…”
    (CAPS MINE).

    wow. this is an 11% ‘rocket to the moon’ mega-bull u.s.a. blue-chips projection, to occur in less than 5 weeks! extraordinary prediction, if it occurs.

    (fyi, I had previously thought you meant it to occur within 1-year’s time, or something like that, similar to what this site’s ever-bullish dr. pangloss, has been constantly, repeatedly scribbling).

    xxxx

    anyway, can you believe it, there were already articles out there this week, of a potential qe-4 (and BEFORE the election), because of all the macro-economic u.s.a. data coming out this past week, being so weak and negative.

    so there’s your potential ‘rocket to the moon’, rick, in order to hit your 14969 dji target, BEFORE the election.

    an october qe-4.

    and on top of, operation twist (45 bil a month), and qe-3-infinity (40 bil a month).

    seems like somebody up top, wants real bad, for obumba to be re-elected.

    yet, re-election may not be a good thing for obumba, nor for the democratic party.

    because, IMO, whomever wins this 2012 u.s.a. election, will probably be blamed forever, for ALL that’s unavoidably, depressionarily coming, to the entire debt-ridden, fiat world.

    xxxx

    however, even if a qe-4 comes out this october, I still don’t think your 14969 dji target, will be hit.

    why?

    because I still think the massive 20-year built dji bearish ‘head & shoulders’, will hold.

    and a ride to 14969 dji, would break that perfect tried-and-true bear historical pattern,
    and turn ‘mother of all bear rallies’, into a mega-bullmarket, headed much higher.

    so no. I still think the head of the longterm dji pattern will hold, and not surpass 14,200.

    yet, 13,969 dji BEFORE election, IMO, is quite possible, and sure to give obumba the win.

    so, you sure you can’t erase an even 1,000-points from your BEFORE-election target?
    (I mean, banksters do it all the time, just fudge the $ numbers, to fit circumstances).

    • Rick Ackerman October 1, 2012, 9:06 pm

      On reconsidering, you are right: The Dow is locked in a pre-election dirge and seems utterly incapable of rallying to 14969 by November, if ever.

  • Mega-Bear September 29, 2012, 12:27 am

    “DOW PROFITS IN THE DUMPS”
    By Jeremy Bowman
    September 28, 2012
    “Despite high unemployment, a free-falling housing market, the European debt crisis, and the recent slowdown in China, one thing has been consistently strong since the recession ended: corporate profits. Now it seems the engine that had propelled the Dow Jones Industrial Average (INDEX: ^DJI ) to double since March 2009 is losing steam.

    Corporate America’s success following the recession came largely from increases in productivity, cost-cutting, booming overseas markets, and growth from the low bar set after the financial crisis.

    Wall Street analysts now see earnings growth in the S&P 500 (INDEX: ^GSPC ) falling for the first time since 2009. The experts are projecting a year-over-year decline of $0.57 per share, or 2.2%, when companies report their third-quarter earnings. Some key bellwethers have already begun raining on the market’s parade.”

    “HOUSING ALERT: Short Sales May Be in BIG TROUBLE”
    By Diana Olick | CNBC
    Sept. 28, 2012

    “As lenders plow through a backlog of over five million delinquent mortgages, short sales are becoming an ever more popular escape route. A short sale is when the bank allows a home to be sold for less than the value of the mortgage. The bank takes the loss, but that loss is generally less than a more costly foreclosure.

    The government has been pushing more short sales at Fannie Mae and Freddie Mac through financial incentives, and banks are streamlining the process. Short sales have been gaining so much steam, they actually surpassed sales of foreclosed properties last spring, according to LPS Applied Analytics’ Home Price Index. But all the progress that has been made could end abruptly.

    A short sale is debt forgiveness. Debt forgiveness is taxable. In order to help the huge volume of troubled borrowers and promote more short sales, Congress in 2007 passed the “Mortgage Forgiveness Debt Relief Act and Debt Cancellation.” The debt forgiveness from a short sale or a mortgage principal reduction would no longer be taxable.

    That act is part of many Bush era tax cuts that expire at the end of this year. Without an extension, short sales would grind to a halt, as might mortgage modifications that involve principal reduction.

    “Realtors believe if the legislation is not extended, households who are already struggling to pay their mortgages will be further burdened with tens of thousands of dollars in additional taxes that they probably can’t afford to pay because the IRS would count the cancelled debt as income,” said Jamie Gregory, a lobbyist for the National Association of Realtors.

    Short sales and mortgage principal reduction are the foundation of the $25 billion mortgage servicing settlement signed early this year by the nation’s largest lenders and state attorneys general. As of the end of August, first lien principal reduction trial modifications were offered and begun for about 28,000 homeowners, totally approximately $3 billion of potential relief, according to the settlement monitor, Joseph A. Smith.

    Banks have granted $10.6 billion in consumer relief, which would include short sales. More than a quarter of a million short sales were completed in the first half of 2012, according to RealtyTrac.”

    interesting times.

    &&&&&&&&

    Yo, Mega: I tried to send you the following message, but it was returned because the e-mail you’ve used evidently is not genuine:

    Your chance to sound off: 450-650 words, any topic you please. If you are game, I’d like to have your essay in hand by Wednesday.

    • gary leibowitz September 29, 2012, 6:55 pm

      A 2 percent drop in 3rd quater earnuings is baked into the market. This coming over 4 months after the EU crisis. Not exactly unexpected. Just look at the way Wall Street treats this event. The 11 percent 4th quarter numbers have NOT been changed. If that future earnings gets downgraded than you could have a fall.

      Housing? I guess the huge rise in prices is because they have too much inventory? I read there is a low houing shortage for the lower end of the market. All housding segment participants are optimistic, and their stock prices reflect this.

      It’s not always a good idea to stay the course with a Mega-Bear expectation when we are in the 4th year of perhaps the best earnings growth ever.

      It is good that you look at earnings. Now look at what the street expects and what they deliver. More importantly watch for revisions in future expectations. We did have one when the EU crisis hit. Lets see if there are more revisions.

  • redwilldanaher September 28, 2012, 3:54 pm

    Nice synopsis Rick. Thanks as always. Good stuff.

  • Tech-trac September 28, 2012, 2:15 pm

    We are closing in on the Oct 2011 lo’s next week.
    If the “sell the anniversary of the lo’s” holds true, the mkts should be peaking next week.

    then we can look forward to the “buy the anniversary of the hi’s” next year.